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At least three dual practices with nearly $1.5 billion in client assets have left since the No. 1 IBD unveiled the new guidelines.

It's a sign the firm is still selectively hiring despite leaving the Broker Protocol last year.

One fund’s strategy this week amounted to almost 48% of its average daily turnover during the past 90 days.

Joshua Rosner is managing director at Graham Fisher & Co, a research consultancy advising institutional investors on housing and capital markets policy. He is the co-author of "Reckless Endangerment: How Outsized Ambition, Greed, and Corruption Created the Worst Financial Crisis of Our Time, and "These Are the Plunderers." He has testified before Congress on systemic risk, banking and housing finance.

Rahul Shah is senior vice president of Global Delivery & Customer Success at Applause.

Jay Thoden van Velzen is director of IoT security at SAP.

Justin Somaini is chief security officer at SAP.

Benefit are usually expected to replace about 40% of their pre-retirement income, but that's an average, so many people will get even less. The question is: how much less?

Unhappy with M&A offers, CJM chooses to stay independent.