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Speaking to hundreds of industry executives, Jay Clayton said his agency can't simply supplant the Department of Labor.

The advisor reportedly sold $48,500 worth of securities in a purported computer products wholesaler without disclosing the transactions to his then employer, J.P. Morgan Securities.

The partners took a different path than most in launching their own franchise practice.

The fast-growing firm has added 300,000 square feet of office space to its headquarters.

Heather Lavallee is president of Tax-Exempt Markets for Voya Financial, a financial, retirement, investment and insurance company.

Morse-Schindler is president and co-founder of HealthJoy.com a healthcare guidance and communication platform that uses a team of healthcare concierge, online doctors and an AI powered virtual assistant, JOY, to help companies contain their rising healthcare costs and increase employee benefits satisfaction.

Excelling in these qualities can help a firm deliver a consistently strong experience.

Planners should help clients navigate complex transactions to ensure risk is mitigated as much as possible.

Weintraub, CLU, is a 39-year Million Dollar Round Table member with two Court of the Table and 18 Top of the Table qualifications. He is president of the retirement plans division of Ascension Benefits & Insurance Solutions and past chair for LIFEHappens, and current board of directors member and treasurer. He specializes in solutions to employee benefits matters and in providing tax savings by leveraging assets of individuals and businesses, with an emphasis on tax-qualified retirement and nonqualified executive compensation arrangements.

Erik Morton is vice president of strategy and corporate development at CommerceHub.