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"This is a window for these regional firms to really explode," says Rob Blevins, a recruiter in Dublin, Ohio.

The advisor targeted clients he obtained at Social Security seminars, according to prosecutors.

Jeff W. Dick is a former national bank examiner with the Office of the Comptroller of the Currency. He was also an adviser to the Bank of England in a project to modernize its risk-based approach to banking supervision. He is currently the chairman and CEO of MainStreet Bank, a $644 million-asset community bank in Northern Virginia.

Millennials want mobile-first digital advice, and will invest millions on such platforms.

Are you taking full advantage of the tools at your disposal? Advisors share insights about approaches.

Vanessa Kruze, CPA, is the founder and CEO of Kruze Consulting, providing startup CFO consulting, including accounting, tax and HR services, to VC-backed startups all over the United States. Prior to establishing her firm in 2012, she began her career with Deloitte Tax and is a University of San Francisco alumni.

One guideline to remember is that retirees should continue being invested in stocks, which produce high returns and pay dividends.

Asset managers are still guessing how clean shares will fare under the new regulation.

Tony Larson is senior vice president of strategy and business development for Casenet, a company that offers an enterprise care management platform for individual and population health.

Patrick O’Donovan will focus on recruiting new talent and helping advisors with succession planning, he says.