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One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.

The number of annual new SEC registrations has jumped by 150% since 2000.

Karlyn Carnahan is a research director with Celent's Insurance practice, focused on property/casualty underwriting, claims, distribution management, and insurance strategy.

Evacuating floodwaters with his pregnant wife, two children and a “very angry cat,” an advisor gets a personal reminder that the people he serves are a lot more than just names and numbers.

The real concern is not just that actively managed funds could disappear but that the entire market could be left for dead.

The Office of Management and Budget concluded its review of the proposal, a key step in the administrative process, which puts a freeze on further implementing the regulation.

Jeff Nowak is co-chair of the labor and employment practice at Franczek Radelet, where he represents employers in all aspects of employment law. He is a nationally-recognized leader in the FMLA and ADA.

Abigail Thomas is an analyst at Innovest Portfolio Solutions, an investment consulting firm.

Freeman is principal of Trish Freeman Insurance Services in Gonzales, La.

Directors suggested firm head John Rogers make reductions at his $11.8 billion mutual fund that either meet or undercut the industry average.