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There wasn’t a lot of diversification among the top funds as technology has dominated the market gains in recent years.

Arthur E. Wilmarth Jr. is professor emeritus of law at George Washington University Law School.

Kevin Darlington is vice president of product management at Broadridge Advisor Solutions.

The rep took more than $1,500 from the bank's cash drawer over a three-month period beginning on New Year's Eve last year, FINRA claimed.

More than 80% of the richest clients want big asset growth later in life, according to a new UBS survey.

Concentrate on the factors that you and your clients can control.

Investors in his $1.4 billion closed-end offering saw huge gains as a result of stellar performance from his $88.9 billion Income Fund.

The most important consideration when changing firms is not to tell anyone, other than your spouse, business coach or consultant. An advisor should never mention a move being contemplated.

Becoming a top producer and a respected professional isn’t an endpoint, it's a process. And successful advisors, who are always thinking five years ahead, have a definite plan to get there.