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Operational challenges and strategic initiatives are at a crossroads.

Domenic Ionadi is a strategic account manager at Confluence.

Robert Fifield is the co-founder of Payably.

Second-quarter costs increased in almost every category for the asset manager including compensation and distribution.

While the firm's conquest of the money-management business may seem inevitable, it’s a mistake to extrapolate its recent success into the future.

Andy Mukherjee is a Bloomberg Gadfly columnist covering industrial companies and financial services. He previously was a columnist for Reuters Breakingviews. He has also worked for the Straits Times, ET NOW and Bloomberg News.

The two advisers bolted in a quarter that saw their ex-firm lose 130 advisers.

Retirement investors can use their loss carryforward to write off the taxes triggered by a Roth IRA conversion.

The nation’s largest IBD plans to launch a platform with load-waived shares from 20 companies.