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Led by a 33-year industry veteran, the group joins the regional firm from UBS.

Many government retirement benefits are taken for granted by advisers, but still confuse clients. Here's what needs special attention.

Distributors on the continent are already signaling that they’ll offer a narrower range of funds as a result of MiFID II rules.

This can help show what is working well and what needs to be enhanced or revamped.

Aviva Gilbert is an associate in the San Francisco office of Farella Braun + Martel.

Jessica Nall leads Farella Braun + Martel's White Collar Crime and Corporate Investigations practice.

Arjun Mendhi is director of product and partnerships for Infinite Analytics.

Assets invested in the $2.2 billion fund have jumped this year more than any U.S. product of its kind.

One explanation for interest in the funds may be found in the bond market.

In 2016, the SEC brought a record 868 cases, including 173 against broker-dealers and advisers and 159 against investment companies.