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Shifts in the annual ranking of the nation's independent broker-dealers show how pressure on IBDs is intensifying.
June 4
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The nation's largest IBDs are growing again, but are they innovating fast enough to keep up with the industry's transformation?
June 4 -
This interactive tool provides the full collection of data from Financial Planning's 33rd annual study of the largest firms in the space.
June 4 -
Thirteen of the top 25 companies generated double-digit growth in 2017 as rivals close in on the perennial No. 1 firm.
June 4 -
At least six RIAs have left since the No. 1 IBD announced a change in policies last November.
May 31 -
LifeYield unveiled its second agreement with an IBD to offer its software, which had previously only been available to large institutional clients.
May 30 -
The broker-dealer refuted allegations that it used false advertising to mislead customers into thinking that the investment services it provided through a Utah-based credit union were part of the credit union.
May 23 -
If Cetera ties itself to a culturally unmatched firm, the roadblocks it creates for itself may be too much to overcome, an industry recruiter says.
May 21
Elite Consulting Partners -
Independent Financial Partners’ CEO predicts the firm will retain about 80% of its business, despite a daunting series of challenges.
May 17 -
Commonwealth Financial Network founder Joe Deitch answers rapid-fire questions on everything from writing his first book, to the person he finds most interesting, in this Lightning Round video.
May 16 -
The firm broke off from its OSJ and followed four others of its type in leaving the No. 1 IBD after a change in its RIA rules.
May 15 -
The securities watchdog reprimanded the broker-dealers for allegedly not distinguishing their services from those of the credit unions they did business with.
May 10 -
The largest IBD network is integrating data analytics into its recruiting and client leads after embarking on other major changes in recent months.
May 10 -
The No. 1 IBD has completed the NPH acquisition, but CEO Dan Arnold unveiled further growth initiatives amid challenges to its dominance.
May 4 -
State regulators and the No. 1 IBD struck a settlement after investigators found the firm guilty of negligence and a failure to supervise.
May 2 -
It's been a tough year for bank wealth management, but these bosses kept their advisors on track and boosted business along the way.
May 2 -
Here we present the program managers who topped the list in each metric used to determine the main Top 25 ranking.
May 2 -
Straight from the horses' mouths: the biggest management challenges and business objectives from the Top 25 Program Managers.
May 2 -
Given current market forces — the commoditization of advice being just one — you may be facing elimination if you continue business as usual. Here's a guide to getting on the right track.
May 2
Stathis Partners -
A massive acquisition also helped boost the No. 1 IBD’s headcount by 833 advisors year-over-year to 15,210.
April 30















