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More than 400 advisors joined regional BDs last year, according to hiring announcements and BrokerCheck data.

The expansion is intended to free advisors to spend more time on client-facing tasks, executives say.

Median revenue surged by 18% in the sector, but forward-looking companies have already adjusted to a fast-changing industry.

The departures include a team that managed $380 million.

Without a rollover, they can experience “untold impact to their plan for securing retirement," an expert says.

Businesses, particularly small ones, are looking for help to limit liability when sponsoring defined contribution plans.

A Financial Planning editor's "jaw dropped" after reading a recent Wall Street Journal op-ed that downplayed the billionaire's remarks at the Tiburon CEO summit.

Female-founded startups receive less that 3% of all global funding, a report found.

CEO Dan Arnold described the firm's multipronged strategy for further growth.

Strategies may include building out RIA channels and cash sweep programs in efforts to make up for revenue declines.