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Fee compression and commoditization of investment products over the past decade are threatening already slim margins in asset management.
October 9
Delta Data -
The right toolkit can help clients accomplish their dreams and ease the financial burden on their loved ones.
October 8
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Since this March, almost 100 firms have settled with the regulator for approximately $173 million. Other cases are still pending.
October 8
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Bill Mahler had been chairman of the firm’s equity capital markets and equity asset management units. He was also on the executive committee.
October 8
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Billy Ricketts is most likely the elder stateswoman of wealth management — but she and her grandson believed it was time for something new.
October 8
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Among the honors this year by NICSA are awards for operational excellence, and advances in product development and technology.
October 8
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The tax basis can change when homeowners compute depreciation, loss or gain for sales purposes.
October 8
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Students can always borrow money for school, but there are no "retirement loans" available for clients to use to fund life after work, a CFP writes.
October 7
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An online war is underway for deposits, as a wide range of players — traditional wealth managers, big banks, digital-only platforms and fintechs — offer high-interest savings and checking through apps and websites.
October 7
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CFPs aren’t excused from acting as fiduciaries — even if they work at a firm that requires them to recommend proprietary funds.
October 7
