News Feed

Distributors may be demanding more support in the areas of investor education, risk management and governance.

The broker is the fifth advisor this month to part ways with Raymond James.

The broker-dealer alleges Jason Kirkland violated company policy, used confidential information and broke his 12-month non-solicitation agreement, among other claims.

Its purchase includes the manager’s mutual fund and ETF businesses.

Assisted-living expenses increased 7%, according to one study, which is triple the rate of inflation.

Digital firms are boosting features to stay competitive in a crowded advisor-tech marketplace.

'Know which problems you are trying to solve,' says InlVest speaker Kabir Sethi.

Technological advancements are helping to empower employees, and wealth management firms will need to shift their cultures to continue to attract the best workers.

Bob Oros is a leading candidate to head the RIA, but he, or any other successor, will be under “super pressure” from the firm’s owners.

Recently, higher interest rates and stock market volatility have undermined gains.