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Internal hire Chuck Hastings will make the move from the firm's asset management division.

Due to a 2010 FINRA rule change the answer is — with difficulty.

Do your clients have their ducks in a row?

The bank has picked up a few notable recruits this year, including a $6.6 billion team in April.

Claims and counterclaims fly as arbitration panel orders an advisor to repay $1.66 million in promissory notes, but that's not the last word in this nearly five-year long dispute.

The insurer lost four prominent female executives earlier this year in departures CEO John Schlifske called “a step backward.”

“The big issue here is being able to maintain your standard of living,” an expert says.

A pastor was falsely arrested for check fraud because of errors made by Wells Fargo employees. Now, he may be forced to resolve legal claims against the bank in arbitration.

While the agency has publicly detailed key focus areas, some planners still don't know how it evaluates firms.

Digital firms are launching platforms to cater to faith-based investors.