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The case is a legacy of the fallout from Puerto Rico's bond crisis and the performance of UBS closed-end funds.

Training programs may seem expensive, but they cost just pennies compared to the expense of losing talent and hiring replacements.

House hunters and sellers have been busy in these cities this summer.

An unexpected revelation inspired Elliot Weissbluth to launch HighTower Advisors.

Sometimes a planner's advice can go awry, despite best intentions.

Plan design features like automatic enrollment and automatic increases are having a positive impact. Such steps are designed to increase participation even from people who may be suffering from inertia, says a researcher.

Revenue from FIAs surged to well over the existing mark in the second quarter, while VAs stabilized after 17 straight quarterly declines.

Morningstar metrics can help advisors evaluate how vulnerable a company is in the transition away from a fossil-fuel intensive economy.

The firm is finding success despite being outside the Broker Protocol.

Millennials and other younger clients would see their Social Security benefits decrease 21% once the program runs out of funds by 2034.