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The bank recruited a former executive from Vanderbilt University’s investment office to assume a newly created post directing its third-party manager research efforts.
July 2
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The firm plans to expand access to its line of low-cost funds to roughly 1,800, including those from BlackRock, Schwab and SSgA.
July 2
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Company policies were not reasonably designed to detect and prevent misconduct, the SEC claims after one advisor allegedly misappropriated more than $5 million from client accounts.
June 29
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More retirement investors are including cryptocurrency in their portfolio because it helps them achieve diversification.
June 29
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The impact of technology on client-facing jobs has been grossly overstated. Their threat to the back office, however, is very real.
June 29
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DaRayl Davis spent client funds on a luxury mansion, theater tickets and car rentals, federal prosecutors say.
June 29
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The firm has recruited 71 advisors so this year and opened branches in four states, according to a spokeswoman.
June 29
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Returns over the past decade have been stellar, but capital preservation is a concern.
June 29
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The new wave of advertising will highlight the emotional benefits of having a financial plan. Some CFPs have grumbled about funding previous advertising initiatives with their certificant fees.
June 29
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This environment allows advisors to demonstrate their value to clients.
June 29
Veritas Private Wealth Management Group at Snowden Lane Partners
