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It's expected that digital platforms will help advisors focus their offerings to serve specific client segments.
June 8
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Customers will have two investment options: an ETF-only portfolio and one that includes actively managed mutual funds, along with index funds.
June 8
- Money Management Executive
Theres precedent now that a firms senior executives, including the chief compliance officer, will be held personally accountable for inadequate compliance oversight.
June 8
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The question a Cetera advisor says he never wanted to get from a client: "How come this is $88,000 instead of $100,000?"
June 8
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For the first time, ETFs are the most-popular options for both bonds and stocks from developing nations.
June 8
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While mostly the purview of the big firms, smaller RIAs can get in on the act too. But they need to do their homework first.
June 7
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Clients in their 50s need to save aggressively, pay off their mortgage and other debt, downsize and make the most of the tax breaks they deserve.
June 7
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John Zimmerman, president of an asset-management firm, will lead a team of approximately 10 professionals.
June 7
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The new regulations are “arbitrary and capricious," a trade organization asserts.
June 7
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The recruit was overseeing 100 advisers responsible for $15 billion in client assets before joining the breakaway firm.
June 7
