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"Asking more questions or a specific number of questions isn’t necessarily going to make the suitable and fiduciary responsibilities any better," says FutureAdvisor's co-founder Jon Xu.

The firm suffers declines due to below average market conditions, but sees growth in the rank and file.

The firm and industry leaders expect small brokerages to struggle with higher costs, creating recruitment opportunities.

Here are eight bank advisors that we've identified as having the right characteristics for ongoing success in the industry.

Current risk tolerance questionnaires fail to add any perspective and context to what the risk score means. It's time to take a closer look.

These wealth management execs, among the best in the channel, oversee their teams in the midst of major industry changes brought on by technology, demographics and smaller branches.

Robert Crowe, through his lawyers, is arguing the facts of his case should prevent the SEC from bringing charges of securities fraud against him.

The shift to passive has caused much soul searching, not to mention cost cutting, at some of the world's biggest money managers.

The clock is ticking for the onset of an incredibly far-reaching new fiduciary rule. Here’s who it helps — and hurts.

“Our growth is going to be organic,” says Raymond James Financial CEO Paul Reilly, who adds that he has “concerns” about the DoL rule.