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Landing on advisors' approved lists of products can be a marketing and distribution boon. Once there, the focus becomes what are the key things that a research analyst is looking for in an initial due diligence meeting, and how can a fund provider make the meeting count?

Live online presentations can have a major impact on your ability to attract qualified prospects. Here’s how to get started.

Optimism abounds in an increasingly crowded market for servicing breakaway advisors.

The decline was caused by the loss of revenue the bank incurred from selling RidgeWorth Capital Management, its asset management firm, in the second quarter.

Securities America will acquire assets of a Missouri-based full-service broker-dealer with 368 advisors and $2.4 billion in client assets.

Regulators have closed Eastside Commercial Bank in Conyers, Ga., the 13th institution to fail this year.

If you’re concerned that the Federal Reserve will derail the bond market when it finally starts raising interest rates, the last two tightening cycles suggest those worries may be overblown.

Since the Affordable Care Act became law in 2010, many of the tax provisions have slowly come into effect. The year 2014 brings some additional significant tax provisions associated with health care reform.

Many new ETFs offer alternative ways to approach equities and fixed income.

Recent efforts of the U.S. government to recapture tax dollars hidden in offshore investment accounts have captured the full attention of leading banks and investment firms overseas. U.S. investment firms, however, have no reason to relax. More than ever before, U.S. mutual funds and other providers of U.S.-based investment offerings will be charged with policing these new efforts to compel proper reporting of U.S. taxpayer income.