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On June 20, 2012, Deutsche Bank concluded its exclusive negotiations with Guggenheim Partners over a potential sale of RREEF, its global alternative asset management business.
June 20 -
On June 20, 2012, Omaha, Nebraska-based Catalyst Funds launched what it touts as the first legal insider trading mutual fund.
June 20 -
Social media record keeping may become a larger challenge for firms as they keep pace with regulatory rules, Bank of America Merrill Lynch executive Douglas G. Preston said Wednesday at the Securities Industry and Financial Markets Associations Social Media Seminar in New York.
June 20 -
Julius Baer Holding AG is reportedly closing in on a deal to acquire Bank of Americas international wealth management unit for a purchase price somewhere in the vicinity of $2 billion.
June 20 -
On June 20, 2012, Callan added John P. Jackson to its Fund Sponsor Consulting group as senior vice president, effective June 18.
June 20 -
Brandon Williams will focus on leading and expanding the TD Wealth business in the U.S. franchises as well as come up with new strategies and platforms to meet U.S. high net worth clients needs.
June 20 -
CUSO Financial Services has implemented broker-dealer services and back-office support for Pennsylvania-based TruMark Financial Credit Union.
June 20 -
On June 20, 2012, if money market mutual funds shift to a floating net asset value, impose redemption holdbacks or seek additional reserve capital through fees, corporations say they would stop investing in these vehicles and most likely reduce or fully liquidate their holdings, according to data released today by the Association for Financial Professionals.
June 20 -
On June 20, 2012, Prudential Financial, Inc. unveiled several key leadership appointments in the U.S. and Japan, effective immediately.
June 20 -
An influx of assets and advisors have given a much needed boost to smaller, independent advisors.
June 20
