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The SEC has conducted routine inspections of FINRAs advertising and arbitration programs, but not as frequently as it had planned.
June 1 -
Paul R. Turner joins Huntington Insurance as managing director of the Pittsburgh and West Virginia regions.
June 1 -
On June 1, 2012, shareholders of the Invesco Commodities Strategy Fund this week approved a merger of the fund into the Invesco Balanced-Risk Commodity Strategy Fund.
June 1 -
Triad Advisors, a subsidiary of Ladenburg Thalmann Financial Services Inc., announced that Texas-based, Karsten Advisors has joined Triad as an independent branch office.
June 1 -
Estateplanning.com provides consumers with information on a range of planning topics such as elderly care, inheritance, asset protection and disability. It features a legal glossary and an interactive search function that allows users to connect with estate planners in their area.
June 1 -
The AlphaClone Alternative Alpha ETF has begun trading today, launched by Exchange Traded Concepts and AlphaClone LLC.
June 1 -
The big story in the municipal market this holiday-shortened week was the Treasury market.
June 1 -
The investment bank FBR may put its asset-management business up for sale and, if it does, it is likely to draw significant interest from commercial banks.
June 1 -
Chief Executive John Stumpf said during an investor conference in New York Thursday that the bank is in the market to buy insurance companies.
June 1 -
On June 1, 2012, Thomson Reuters acquired the mutual fund database business of The Globe and Mail, the Toronto-based newspaper and mutual fund information service provider.
June 1
