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The principals at Legend Venture Partners stand accused of making millions by offering shares in pre-IPO companies without disclosing markups to investors.
June 29
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The technology that powers ChatGPT can sift through and even synthesize massive amounts of data, though it must overcome doubts over reliability, transparency and regulatory risk before it can be harnessed to conduct useful research.
June 29
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More than 60% of registered investment advisory firms force complaints into forums that cost more and may give them fewer rights than FINRA, the regulator said.
June 29
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Franklin Templeton investing experts discussed key global market trends that could impact portfolios heading into the second half of the year.
June 28
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New research explores the potential for generative AI to serve as a strong support system for wealth management clients.
June 28
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Among the respondents who work with financial planners, about 7 out of 10 said they have high hopes for 2023. For those without planners, the figure fell to 42%.
June 28
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Plus, eMoney gets a new cash management option, Docupace gets a new CFO and the former Skience president starts a new fintech firm.
June 28
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An AARP study found that the losses amount to tens of billions of dollars each year, with the vast majority going unreported to authorities or the industry.
June 28
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Mechanics, considerations and planning opportunities for navigating SALT cap workarounds.
June 28
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Wealth management's broken career pipeline needs urgent attention as a succession cliff looms, a new Cerulli report says.
June 27
