-
In the new Form CRS, firms must justify whether they place client assets in advisory or broker accounts.
February 4
-
Recruiting and retention of talent looms large for Advisor Group after it rolled up three firms in the wake of a massive acquisition.
February 4
-
APIs, proprietary funds, customer service issues: executives explain what they’re planning as their company hits $6.7 trillion in client assets.
February 4
-
The 20 categories with the biggest gains are home to nearly $10 trillion in combined assets.
February 3
-
Scott Ford is the new president of the 1,400-employeee wealth management unit that caters to affluent clientele of the Minneapolis company.
February 3
-
The team caters to wealthy clients and athletes, and specializes in private placement life insurance.
February 3
-
This could be "could be much larger than we expect,” Zach Perret says.
February 3
-
Consumer advocates are calling for Gary Gensler to toss out Reg BI as wealth managers aim to keep the prior administration’s rule in place.
February 3
-
The acquisition of another midsize wealth manager will boost the holding company above 2,500 reps with nearly $95 billion in AUA.
February 3
-
The combined company will service $4 trillion in assets and is valued at $1 billion.
February 3
