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Over a nine-year period, he allegedly defrauded clients of more than $2.1 million.

The deadline to apply is Sept. 27.

When pitted against the broader market, the top 20 outperformed both the Dow and S&P 500 by more than 5 percentage points.

Planners' fears of violating privacy stops them from taking action. If implemented, a new model act might help.

The Bay Area advisors had worked at Merrill for nearly two decades.

Advisors may need to alert clients as to when these checks will be taxable.

The firm’s director of technology and client engagement discusses chatbots, predictive analytic tools and what else is up next for advisors.

The discount brokerage says the advisor’s primary duties after his notice of resignation were to “make himself available” to help transition his clients to other brokers.

Clients adding investments other than target-date funds to their 401(k) or 403(b) could potentially hurt their bottom line.

The SEC published more than 1,300 pages of regulatory information. Here's what advisors need to know.