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Dick Lampen says the SEC charges against Dr. Phillip Frost, the firm’s primary shareholder, won’t affect its “significant” other resources.
October 1
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The firm had sued a former $660 million team that moved in September to Stifel.
October 1
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While the No. 1 IBD has retained a significant portion of the hybrid RIA’s advisors, its founder says the firm has major outside recruiting opportunities.
October 1
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Gratz Park Private Wealth will offer internships and shadow programs to college women interested in business.
October 1
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The platform outsourcer is now appealing to a new market.
October 1
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Our business isn’t just about big firms anymore, but we still see the old stereotype that investing is a man’s game dominated by Wall Street firms.
October 1
Mercer Advisors -
Prepare yourself for the next big market downturn which may be exacerbated by highly leveraged derivatives.
October 1
Financial Planning -
Courses at historically black colleges and universities are making the planning profession more accessible to students who’d never considered the career.
October 1
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Even as the prospective client base grows more diverse, a majority of advisors remain male, white and over the age of 50.
October 1
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Distinguishing features of undergraduate and graduate programs for advisors offered by leading colleges and universities.
October 1
