Olney, M.D.-based Arrow Investments is looking to add active exchange-traded funds and more alternative mutual funds to its quiver.
CEO Joseph Barrato told Money Management Executive that the firm is hoping to launch one ETF focusing on yield and another alternative-type strategy by Q1 2013. The firm filed for exemptive relief last fall and received its exemption from the Securities and Exchange Commission on July 3. “We’ve looked to see where the potholes are in terms of where the SEC has been slowing the active filing,” said Barrato.
Register or login for access to this item and much more
All Financial Planning content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access