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The technology debuted at the annual INSITE conference reveals how the firm is looking to expand market share among advisors and fintechs.
June 9
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Merrill Lynch, Ameriprise Financial and Hightower Advisors are on the list for the 2021 Digital Wealth Management Impact Innovation Awards.
June 9
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The China-based company is said to be working with Goldman Sachs to prepare for the share sale, which could take place as soon as this year.
June 9
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DAFs come with a potential upfront tax deduction, allowing newly empowered investors to consolidate their giving flows, writes Tom Brilli.
June 9
J.P. Morgan Wealth Management -
Some lawmakers have slammed legislatures for kicking their own residents while they’re down.
June 8
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A state treasurer’s program in collaboration with the Ford Foundation has attracted 18 firms including UBS, BlackRock, Morgan Stanley, Citi and Goldman Sachs.
June 8
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Some world’s wealthiest individuals paid little to no federal income taxes, IRS records show.
June 8
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It’s unclear whether the independent firm will retain any broker-dealer or RIA affiliation with Raymond James.
June 7
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The trio of advisors leaving Commonwealth for the regional firm are its largest “reverse breakaways” ever.
June 7
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“If you have a superb value proposition and an incredible platform, you’re able to give more of that money back to shareholders,” said CEO Jane Fraser.
June 7
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The agency is headed back to the drawing board with its proposed revision of how brokers get complaints removed from their record.
June 7
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The judge declined the barred rep’s request for sentence reduction based on his “severe” bipolar disorder and restitution efforts.
June 4
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The efforts to bolster risk controls and simplify global operations will ultimately lead to better shareholder returns, Jane Fraser said, while urging investors to show patience.
June 4
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The barred ex-rep funneled clients’ money into a shell company he falsely called a sub advisor, according to investigators.
June 4
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The barred ex-Mutual of Omaha rep stole from 27 mostly older fellow members of his church, YMCA and local business organizations, investigators say.
June 4
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This likely means an ex-diversity chief from the firm will no longer be able to testify in a class action lawsuit with similar allegations, according to a legal expert.
June 3
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Online and mobile banking traffic at Bank of America soared in the last year, including a 60% spike in the use of its virtual assistant Erica. David Tyrie, the company's head of digital, wants to keep driving adoption by pitching financial planning tools to millennials and Gen Z.
June 3
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Almost nine in 10 estate planners say women clients either lost their jobs, had their salaries cut or left the workforce during the pandemic, a study shows.
June 3
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Individuals have already started receiving requests for information, according to tax attorneys.
June 3
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Concern has already seeped into U.S. markets with the cost of goods including lumber and steel rising this year.
June 3
