Ameriprise Financial

The firm suffered from market volatility in the fourth quarter.

This is the first career move by Angie Messer and Greg Rust, who worked at the regional BD for 10 and 27 years, respectively.

The broker is the fifth advisor this month to part ways with Raymond James.

Brokerage firms have been filing more lawsuits against former employees over alleged violations of non-solicitation agreements.

Jim Cracchiolo aims to boost the number of clients receiving comprehensive plans through a series of tech upgrades for advisors next year.

The brokers moved their practices to rival firms Ameriprise and William Blair.

The ongoing shift away from commissionable products is driving major changes in the space.

Five fired and barred former registered reps stole more than $1 million from clients over a four-year period, according to the regulator.

Advisors John Burg and Tamara Colon moved their California practice to the regional firm.