Ameriprise Financial

The largest firms’ combined VA and FA revenues hit a three-year low in 2017, but the products still make up a significant portion of their businesses.

The firm will move over to Salesforce’s CRM tool starting next year as part of an effort to boost efficiency with new technology.

J.D. Power’s annual survey reveals the importance of leadership and culture, along with differences among male and female representatives.

While Raymond James and Stifel are on hiring sprees, Wells Fargo is still losing talent.

Securities America and Atria Wealth Solutions hired recruiting and operational heads from Ameriprise and Cetera.

Firms of all sizes have helped push fee-based business above commissions as the industry undergoes a transformation.

Shifts in the annual ranking of the nation's independent broker-dealers show how pressure on IBDs is intensifying.

The No. 4 independent broker-dealer has unveiled two major recruiting grabs from its rivals in two weeks.

The firm’s headcount declined slightly in the quarter, but advisors’ productivity remains strong and growing.

The advisor fooled her victims into thinking she would invest their funds when in fact she used the money to buy luxury items and real estate, prosecutors claim.