Ameriprise

Five fired and barred former registered reps stole more than $1 million from clients over a four-year period, according to the regulator.

Advisors John Burg and Tamara Colon moved their California practice to the regional firm.

The regional BD's three hires come from Wells Fargo and Ameriprise.

Raymond James, Janney, Ameriprise and Stifel are all racking up impressive hires from the wirehouses.

The largest firms’ combined VA and FA revenues hit a three-year low in 2017, but the products still make up a significant portion of their businesses.

The firm will move over to Salesforce’s CRM tool starting next year as part of an effort to boost efficiency with new technology.

J.D. Power’s annual survey reveals the importance of leadership and culture, along with differences among male and female representatives.

While Raymond James and Stifel are on hiring sprees, Wells Fargo is still losing talent.

Securities America and Atria Wealth Solutions hired recruiting and operational heads from Ameriprise and Cetera.

Firms of all sizes have helped push fee-based business above commissions as the industry undergoes a transformation.

This interactive tool provides the full collection of data from Financial Planning's 33rd annual study of the largest firms in the space.

Thirteen of the top 25 companies generated double-digit growth in 2017 as rivals close in on the perennial No. 1 firm.

The No. 4 independent broker-dealer has unveiled two major recruiting grabs from its rivals in two weeks.

The firm lost 94 existing advisors, but recruited 79 new ones in the first quarter. Here are six of its new additions.

The firm’s headcount declined slightly in the quarter, but advisors’ productivity remains strong and growing.

The advisor fooled her victims into thinking she would invest their funds when in fact she used the money to buy luxury items and real estate, prosecutors claim.

The advisor, a former employee, has been soliciting more than two dozen clients at the bank, JPMorgan says.

Dan Arnold received a 155% raise in his first year atop the nation’s largest independent broker-dealer.

The research firm’s annual survey included new queries reflecting changes in the industry.

National Financial Services accused the brokers' former IBD of breach of contract in a case displaying the complexities of such moves.