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The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.
August 16
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The advisors come from a firm reported to manage over $5 billion in assets.
August 3
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The magnate's fallen empire included RCS Capital, the onetime parent of Cetera Financial Group.
June 30
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Implementation of fiduciary rule could drive more IBDs to seek safe harbor with large partners.
June 22 -
So far this year, at least 9 banks switched their investment services programs to new third-party broker dealers. One outsourced its broker-dealer operations to a TPM for the first time.
June 14
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More banks are implementing second-story adviser programs as they embrace advice-based client relationships in the wake of the fiduciary rule.
June 13
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The firm says the new platform will make it faster and easier for advisers to find and purchase insurance coverage for their clients.
June 13 -
Although revenue fell for the FP50, most firms upped their AUM.
June 12
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Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.
June 8
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More advisers usually means more overall revenue, but not always. See how the TPMs compare on both metrics.
June 7
