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The suggestion comes amid opposition from brokerage firms to an expanded fiduciary obligation.
July 9 -
Should the board use 1% of its budget for its own oversight? A former board chairman responds to this proposal.
July 5ProVise Management Group -
“We are not delaying and we are not changing the standard,” Chairwoman Susan John says of pressure to weaken the board’s tougher guidelines in line with the SEC’s Reg BI.
July 2 -
Unconflicted enforcement of the new code requires monetary investment from certificants.
June 203ethos -
A young advisor put her faith in letters and numbers until a client set her straight.
June 7Capital Benchmark Partners -
Brokers at the firm have expressed concern their employer and the CFP Board are on a collision course.
June 3 -
When the board's new Code and Standards take effect in October, fee-only advisors will be expected to step up their compliance operations.
May 16 -
As the first woman to medal in both the Summer and Winter Games, Lauryn Williams knows a thing or two about pivoting into a new role.
April 16 -
The updated site will include more listings as well as opportunities for career coaching.
April 9 -
Investor advocates blast the SEC's proposal, telling lawmakers it would do more harm than good.
March 14