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The growing number of commission-free planners at IBDs doesn't necessarily fit the industry’s accepted definition, or its traditional categories.
January 11 -
“I don’t want to call a helpline, I want a partnership,” the advisor says of her move to the firm, which expects to hit record gross recruited production.
December 21 -
The 50 largest teams and OSJs to change their affiliations show both the threat to incumbent firms posed by RIAs and the scale afforded by acquisitions.
December 17 -
The rarely dinged firm joined peers grappling with two issues: mutual fund fees and supervision of advisors who've been sanctioned multiple times.
December 6 -
Executives say valuing friendliness alongside other factors is helping to drive a record $66 million in incoming production this year.
November 28 -
Commonwealth Financial Network is helping advisors convert to full RIA status and, in the opinion of advisors and executives, shedding its traditional label.
November 12 -
The regulator is living up to its promise to overhaul exams and engage more — and one potential rule in the works would be “monumental," according to the IBD.
November 8 -
Being an independent advisor isn’t for everyone.
October 2 -
The former MetLife advisors had affiliated with three different IBDs over four years amid the increasing consolidation in the space.
August 22 -
Soon after shuffling C-suite, the independent broker-dealer brings on nine advisors while it continues hunt for a new CFO.
August 22 -
The ongoing shift away from commissionable products is driving major changes in the space.
August 17 -
The two LPL rivals show confidence in their current paths, but they both now have important vacancies to fill.
July 10 -
The combined amount across the top 10 firms has jumped 37% to $385.3 million over the past three years.
July 9 -
J.D. Power’s annual survey reveals the importance of leadership and culture, along with differences among male and female representatives.
June 28 -
Author and Commonwealth Financial Chairman Joseph Deitch discusses how to gain a better understanding of yourself and your clients, and how to resolve differences.
June 19 -
Firms of all sizes have helped push fee-based business above commissions as the industry undergoes a transformation.
June 18 -
This interactive tool provides the full collection of data from Financial Planning's 33rd annual study of the largest firms in the space.
June 4 -
Thirteen of the top 25 companies generated double-digit growth in 2017 as rivals close in on the perennial No. 1 firm.
June 4 -
The No. 4 independent broker-dealer has unveiled two major recruiting grabs from its rivals in two weeks.
May 22 -
Commonwealth Financial Network founder Joe Deitch answers rapid-fire questions on everything from writing his first book, to the person he finds most interesting, in this Lightning Round video.
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