J.P. Morgan Securities

The reps join a slew of others who chose not to cooperate with FINRA investigations — at least 21 since 2017 — and therefore agreed to an automatic ban.

The bank subjected the advisor to disparate treatment and made conditions so intolerable that he had no choice but to leave, the advisor claimed in a lawsuit.

The advisor is the latest to join the high-end wealth manager.

The advisor had been with Wells Fargo for only two years, having previously worked at Credit Suisse.

The private equity firm’s credit arm grew significantly with the addition of a new insurance platform and an energy investment management unit.

In addition to winning a $25,000 award, ex-J.P. Morgan rep Mihail Naumovski was able to expunge erroneous information on his Form U5 that he violated investment-related regulations.

Barry Snyder’s complaint depicts him as a victim of federal investigators and the bank, with both sides threatening to turn on him.

The two declined to cooperate with investigations into allegations that they engaged in undisclosed outside business ventures.

They were previously part of a team that oversaw $2 billion in assets.

As a result of the violations, the firm created deficits in foreign and domestic securities valued at hundreds of millions of dollars, FINRA alleged.

The Landmark Group ditched the large firm for Fieldpoint Private, a boutique firm with 28 advisors.

Nearly two dozen mega teams switched employers, but few went to a wirehouse.

Morgan Stanley and UBS's exit from the accord spurred a number of advisors to move up their planned career changes.

They're the latest mega group to join the boutique wealth manager.

The violations, which occurred from January 2009 through May 2017, affected approximately 95% of the firm's non-registered employees, according to FINRA.

The rep used an unauthorized ATM card he secretly created to swipe $120 from a customer's bank account, FINRA claimed.

Four of the departures happened in New York following the firm's abrupt departure from the Broker Protocol.

The group is the latest to join the boutique firm, which has been operating under new leadership.

The rep used an unauthorized ATM card to withdraw $1,000 from a bank customer's account, FINRA claimed.

The broker is an industry veteran and was a member of Morgan Stanley's chairman's club.