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The firm’s FA ranks at 14,820 were down by only nine brokers from the previous quarter.
July 16 -
Despite loosening regulations and the president’s tax cuts, BofA continued a string of lackluster second-quarter earnings for the big banks.
July 16 -
Bruce Keebeck Lee has repeatedly been ranked as a top advisor by both Barron’s and The Financial Times, but he was fired in April for a failure to file compliance paperwork.
July 13 -
Gains by rivals expose independent advisors' vulnerability, says United Capital's Matt Brinker.
July 12 -
Since early May, the wirehouse has lost at least 27 advisors managing a combined $15 billion.
June 28 -
The lawsuit follows a complaint by the SEC alleging that five men and three companies defrauded more than 600 investors.
June 27 -
While Raymond James and Stifel are on hiring sprees, Wells Fargo is still losing talent.
June 26 -
The app also allows clients to use the Zelle person-to-person payments service.
June 25 -
The regional firm's new additions consist of two veteran advisors from Wells Fargo and a father-daughter duo from Merrill Lynch.
June 25 -
The firm’s largest investors have already been in talks about strategic options, according to people familiar with the matter.
June 21