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Tom Buck was once a top-ranked Barron's advisor at the wirehouse, where he worked for more than 30 years.
October 31 -
The firm plans to add 1,000 new advisors and $47 billion in net new assets in 2017.
October 26 -
The partners took a different path than most in launching their own franchise practice.
October 26 -
The company also said that its advisor ranks are growing.
October 19 -
Advisor Kevin Keith pointed to HighTower’s technological capabilities and a fiduciary culture in his decision to leave the wirehouse.
October 11 -
Ex-Merrill Lynch brokers are joining the firm as it looks to grow in the Northeast.
October 10 -
An acquisition may pivot on making sure the RIA's nearly 200 advisors stick around after a deal closes.
October 10 -
Greg Fleming was tapped to become CEO of the newly formed Rockefeller Capital Management.
October 4 -
Independent and regional firms have been maintaining strong appeal with new recruits.
October 3 -
The new hires join the wirehouse from rivals Morgan Stanley and Merrill Lynch.
September 29 -
27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.
September 27 -
RBC has been on a recruiting tear, adding more advisors in the first half of 2017 than all of 2016.
September 18 -
Thomas Fickinger managed over 1,350 advisors generating $1.5 billion in revenue in 2016.
September 18 -
The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.
September 12 -
Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.
September 5 -
The regional broker-dealer added four new advisors to the 32 recruits picked up this year alone.
September 5 -
One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.
August 29 -
The independent firm was founded by two former Merrill Lynch advisors in 2012.
August 28 -
Which banks are advisors moving to? One recently jumped to Woodforest National Bank from Merrill Lynch. Eight others switched to Arvest Bank, Northern Trust, Union Bank, U.S. Bank and Wilmington Trust from myriad financial services firms.
August 23 -
The regional broker-dealer adds another team to its roster while wirehouses continue to scale back on recruiting.
August 23


















