Merrill Lynch

Plus, Merrill Lynch grabs UBS planners who managed $750 million in client assets.

The new recruit has been in the industry for nearly 3 decades.

The fine is the largest ever by the agency for violations of the market access rule.

Sabina McCarthy's career at the wirehouse has involved maintaining close relationships for the long haul.

The new recruits come from from Merrill Lynch, Cetera and SagePoint Financial.

Two are coming back to Mother Merrill, having worked there in the 1990s.

The boutique firm focuses on ultrahigh-net-worth entrepreneurs worldwide.

The recruit also previously worked for Morgan Stanley, Merrill Lynch and RBC.

Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.

A settlement with Bank of America covers 270 employees who were terminated following the wealth management firm's 2008 acquisition.

The regional brokerage is the latest to incur a penalty for failing to waive fees on Class A shares sold to eligible institutional clients.

The regional firm's new recruits have experience in designing corporate equity compensation plans.

Competing in his first triathlon helped John Pierce discover the direction he needed to succeed in wealth management.

The recruit joined a practice opened by a former complex director from the same wirehouse.

The wirehouse advisers generated a combined $2 million in annual revenue at the time of their departure.

Former Philadelphia Eagles player Merrill Robertson Jr. funded "luxurious" lifestyle with life savings of football coaches, complaint says.

Paul Morris is one of a growing number of recruits that the wirehouse has rehired after they had previously left the firm.

The recruit switched wirehouses again after 7 years.

Also, Dynasty lured teams managing nearly $1 billion in client assets to independence.

The seven recruits made the move from three wirehouses, Raymond James and Stifel.