Morgan Stanley

Similar products are stockpiling unprecedented levels of new cash as investors look to alternative assets for growth and income.

Supervisory failures at LPL Financial, J.P. Morgan Securities, Morgan Stanley, Merrill Lynch and Citigroup prevented assets from moving to beneficiaries on time.

Already, the fund has agreed to transactions involving German wind energy project developer PNE and Altice Europe’s Portuguese fiber assets.

It has been a banner year for regional BDs as more than 400 planners joined the fold, according to hiring data analyzed by On Wall Street.

Risky assets outside the U.S. are seeing fresh flows as a potential trade deal with China buoys expectations for global growth.

Clients overpaid more than $12 million because of operating flaws and coding failures in an automated device advisors relied on for executing mutual fund orders.

Female-founded startups receive less that 3% of all global funding, a report found.

Seema Hingorani will help oversee relationships with the firm’s largest clients and create a new training program to develop talent.

The firm’s shares presumably trailed rivals for a reason — did anything from the third quarter drastically change those views?

Advisors are not "non-for-profits,” CEO James Gorman said.