Morgan Stanley

The firm claims it is also missing important documents related to a large institutional client.

The advisors join the regional firm from Morgan Stanley and Wells Fargo.

The firm’s recruiting streak continues with this latest wirehouse hire.

The advisor, who penned a memoir about drug addiction, accuses the firm of wrongful termination.

The broker, Michael Siva, was one of seven people charged with securities fraud last year.

To keep pace with its peers, Morgan Stanley is ramping up its online offerings in banking and wealth management.

To fill the gap, they are looking at the existing debt market with fresh eyes, tapping into potentially overlooked asset classes.

Jamie Dimon and Lloyd Blankfein remain prominent public figures, but many other crisis-era CEOs have kept low profiles over the past decade.

The firm is trying a new approach 10 months after quitting the Broker Protocol.

The firms may or may not be vying against one another, but their advisor forces are moving in different directions.

The pool of money will primarily buy investments from so-called side pockets of illiquid stocks created before 2008.

The firm filed a motion arguing one of its ex-brokers did not challenge the proceedings until after the panel ruled against her.

The forthcoming changes will build on digital investments the firm has made recently, according to an executive.

In an era of extreme affluence, elite money managers are vying for the hyper-rich as never before.

Expected to raise $1 billion, the listing could encourage new offerings from many of the country’s cash-starved property firms.

The regional broker-dealer has stepped up its expansion this year.

Wirehouse policy changes are bearing fruit and leaving advisor career options in flux.

The firm is, all of a sudden, Wall Street’s big spender.

Here’s what the two seemingly contradictory trends mean for advisors.