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Bankers and analysts are saying the fiduciary rule may weed out all but the top-tier advisers. Should you be worried?
June 7
Employee Benefit News and Employee Benefit Adviser -
Spoiler alert: LPL has the highest AUM. That's no surprise, but where do the others rank? Scroll through to find out.
June 7
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The investment services programs of Athens Federal Community Bank and Androscoggin Bank command $201 million in client assets.
June 1
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A clear path has emerged after historic revenue drops among the top independent broker-dealers.
June 1
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See which independent broker-dealers outpaced their peers at the top line.
June 1
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June, July, and August are projected to reach new highs, generating more than $100 billion of proceeds from called and maturing bonds.
May 31
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The advisers say they want provide better services to female clients.
May 31
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The firm picked up teams from Merrill Lynch and Wells Fargo.
May 25
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We've reshuffled our top 25 program managers to list them solely by team production. Here are the top 15.
May 24
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Robert Goff discusses how to maintain culture without generating conflict.
May 19
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The firm’s newest team left Wells Fargo’s independent channel.
May 18
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The firm's latest hires joined from regional brokerage D.A. Davidson.
May 17
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The recruit will be a producing branch manager and oversee 10 advisers, according to his new employer.
May 15
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The recruit made the move a week after the independent firm recruited three other wirehouse teams managing more than $600 million.
May 15 -
Switching firms can be a herculean task, but independent firm Steward Partners furnishes ex-wirehouse advisors with teams of specialists to ease the process.
May 10
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Raymond James, RBC and Ameriprise were among the industry players to lure away talent from Merrill Lynch.
May 8
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The duo launched a new independent practice with the firm's Investment Advisors Division.
May 5 -
The two veteran advisers were legacy Morgan Keegan, a brokerage Raymond James acquired in 2013, On Wall Street learns exclusively.
May 4
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The new recruit joins after the regional firm paid $150 million to settle a lawsuit brought by an SEC receiver.
May 4
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The newcomer from UBS will help oversee a unit that has grown to just over 3,000 advisers.
May 3
