SunTrust

More banks are implementing second-story adviser programs as they embrace advice-based client relationships in the wake of the fiduciary rule.

"They like what we do. They like the capabilities. They like the technology we have," he said of the clients drawn to the bank's wealth management platform.

A FINRA arbitration panel ordered the broker to give back the bulk of his $675,000 signing bonus to SunTrust.

As second-story advisers, they can focus on servicing their books without the burden of helping the branches with training and sales development.

Nine executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, Huntington and J.P. Morgan Chase. Find out who they are and what their new roles entail.

We've sliced and diced our top bank advisers to list the banks and TPMs based on the number of our winners in their ranks.

Wealth management executives command large enterprises at many financial institutions and are getting paid handsomely for it.

Karen Dixon will oversee private wealth management services in Texas.

The two were part of a three-person brokerage team that joined SunTrust Private Wealth Management in Atlanta.

Charles Banks pleaded guilty to wire fraud related to loan refinancing for sports merchandising venture Gameday Entertainment.

The five-time San Antonio Spurs champion is willing to testify against his former longtime planner, according to the team's lawyer.

The SEC is investigating the bank for selling clients mutual funds that charge marketing fees when other, cheaper funds were available. SunTrust expects an enforcement action.

The bank's current leader of Consumer Banking and Private Wealth Management will move to a new role spearheading initiatives to evaluate further fintech alliances.

The bank will add "targeted talent that will play more of an advisory rather than transaction-oriented role," says SunTrust's CFO.

Brokerage revenue is likely to drop for three to five years.

Revenue in 2016 from the retail brokerage business slipped 6% to $281 million from $300 million in 2015.

The regulator said "significant deficiencies" affected hundreds of millions of records.

Third-quarter revenue from brokerage and trust services fell 8% and 7%, respectively, from the same period last year. Both units, however, boosted assets under management.

Charles Augustus Banks called San Antonio Spurs player Tim Duncan's claims against him "naïve and immature" last year. Now the former RIA is under indictment by a federal grand jury and faces SEC charges.

Six executives were recently tapped to lead wealth management and related investment services groups at Huntington Bank, BNY Mellon, SunTrust and U.S. Bank. Find out who they are and what their new roles entail.