UBS Wealth Management

The new recruit generated $1 million in annual revenue.

The advisers are the first to obtain startup capital from the firm.

The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.

The new hires come from RBC, UBS and First Republic.

Two industry veterans joined the fast growing regional brokerage firm.

CEO Sergio Ermotti pledged that cost-cutting efforts are to continue.

Wirehouse system and supervisory failures are just the start.

A new pilot program will test whether clients will be drawn to a voice-controlled technology the retailer's customers know as Alexa.

A $2.2 billion Morgan Stanley team's move to independence shows how breakaways use shell companies to take advantage of the legal pact, and why more than 1,500 firms have signed on.

They seem to be everywhere, but there is every reason to believe that clients overwhelmingly still want to deal with human beings.

The great wealth transfer might be here, but the top 1% of the 1% are in jeopardy.

Aging billionaires are expected to transfer approximately $2.1 trillion to their heirs over the next 20 years, according to a new study by UBS and PwC.

The regional firm’s latest recruit joined its employee channel after 17 years at the wirehouse.

The first-ever case of its kind is putting other broker-dealers on notice about the regulator's enhanced abilities to identify patterns of abuse.

The new recruits joined the regional firm's employee channel.

Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.

The advisers, one of whom is a former football coach, are among the first to join the wirehouse since UBS unveiled sweeping changes to its comp plan.

"We are not going to have a separate robo adviser that would disintermediate our existing advisers," says CEO Paul Reilly.

The two ex-wirehouse advisers each had about 20 years of industry experience.

Adviser recruiting was not expected to be affected, according to people with knowledge of the matter.