Wells Fargo
Wells Fargo
Wells Fargo is one of the largest banks in the United States, with approximately $1.9 trillion in balance sheet assets. The company is split into four primary segments: consumer banking, commercial banking, corporate and investment banking, and wealth and investment management.
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Black employees at the firm say lucrative client accounts were often steered toward financial advisers who weren’t black.
January 3 -
The group is led by a veteran adviser who started her career in the late 1980s.
December 28 -
The regulator said "significant deficiencies" affected hundreds of millions of records.
December 21 -
The new hires opened two offices for the regional BD.
December 19 -
Lawyers have filed FINRA arbitration claims alleging the bank deprived them of their bonuses.
December 19 -
Her proposal to expand a probe into possible sales abuses was met by resistance from an executive who didn’t want to alienate the bank.
December 19 -
The wirehouse will leave its core pay grid untouched for 2017.
December 15 -
Collectively, this year’s mega movers managed more than $23 billion in client assets.
December 15 -
The group of industry veterans had $1.7 million in annual production, according to the regional BD.
December 15 -
The regulator is concerned that Wells Fargo did not follow proper procedures in notifying former reps of their U5 filings and that the information contained in them was not correct.
December 15 -
The new recruits joined from Merrill Lynch and Morgan Stanley.
December 13 -
Former Department of Labor officials allege systemic breakdown of whistleblower protection; two also handled Wells Fargo cases that went nowhere.
December 9 -
Exclusive: The regional firm picked up two groups of recruits from Wells Fargo and Merrill Lynch.
December 8 -
Stephens recruited an executive with more than 30 years experience, whose career includes stops at Wells Fargo, Credit Suisse, Lehman Brothers, PaineWebber and Merrill Lynch.
December 7 -
The firm’s latest recruit has 16 years of industry experience.
December 5 -
The new leadership approach differs from almost all of the bank's biggest competitors.
December 1 -
The new recruits joined the regional firm from Wells Fargo Advisors.
December 1 -
The firm detailed its compliance plans while acknowledging that the regulation could be changed under President-elect Trump.
December 1 -
A planner's lawsuit claims the bank improperly funneled $3 billion into its own target-date funds.
November 30 -
The advisers joined the firm's independent and employee channels from rivals such as Morgan Stanley, Wells Fargo and Cetera.
November 29
