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In two recent moves, the firm promoted one of its own to regional director and lured another back from AllianceBernstein.
December 1 -
The advisors know RBC’s Pittsburgh complex director from earlier in their careers, when all three men worked at Smith Barney.
November 30 -
For its next leader, Ohio National turned to a veteran executive with prior experience leading its independent broker-dealer.
November 25 -
The No. 1 IBD is responsible for nearly half of the dozen mega-moves in its sector this year.
November 24 -
As some firms closed their doors, the regional BD saw a selling point for new recruits and existing FAs in a different approach.
November 23 -
“Financial advisors typically don’t speak athletes’ language, so athletes and entertainers gravitate toward those people who do,” said former Chicago Bears defensive end Adewale Ogunleye.
November 23 -
In a surprise announcement, Private Advisor Group tapped Moore as CEO nearly two years after he left Cetera for undisclosed medical reasons.
November 18 -
It’s one of the largest recruiting moves of the year in the independent broker-dealer sector.
November 16 -
Democrat Joe Biden is expected to name his SEC chairman pick in the coming weeks.
November 16 -
The addition for Venture Visionary Partners grows its staff to 28 and total AUM to $3.7 billion.
November 12