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House Financial Services Chairwoman Maxine Waters said the merger is a direct result of a regulatory relief bill that was signed into law in May.

The bank pledges to handle customer complaints better and reexamine its lending practices.

CEO Dan Arnold pledged new tech-enhanced support for advisors as part of a larger cultural transformation.

The senator’s presidential ambitions are becoming another headache for the Wells Fargo CEO.

While the average deal size has climbed above $1.3 billion, solo practices still continue to thrive.

A group representing some of the world’s largest money managers wants the SEC to let brokers accept payments from domestic clients just for research.

Current billing systems present a number of compliance oversight issues for larger financial institutions, says co-founder Alan Moore.

It’s often hard to know just what is driving investor decisions.

It's the most he’s received as CEO since taking the helm.

The proposed regulations also provide guidance for taxpayers who hold interests in regulated investment companies.

Chau Pham alleges that her breaks to pump breast milk became a topic of conversation among male co-workers,

Market volatility spurred clients into cash during the fourth quarter.

Non-public corporate earnings reports were among the stolen information, the regulator claims.

Institutional withdrawals amounted to nearly $35 billion in the fourth quarter.

There are still dozens of questions about how the tax break applies.

For investors who were hoping for a turnaround quarter, better luck next time.

Mark Wiedman’s takeover as head of international and corporate strategy could be a sign of larger changes ahead, a memo suggests.

It's the firm's largest headcount reduction since 2016.

The planner is among the brightest minds in the financial planning profession, but his endorsement of the organization's certification standards is "decidedly enigmatic."

Tim Sloan is finishing a year in which the Federal Reserve told the bank to stop growing, scandals emerged in more divisions, and the stock tumbled 25%.