Practice and Client Management News
Financial Planning's Practice and Client Management coverage includes essential advisor-level strategy and operational insight for firms and solo practitioners. Read how elite advisors build retention-driven practices, manage high net worth relationships and operationalize growth frameworks that go beyond rudimentary 101 topics. Learn the latest financial planning news from expert reporting and analysis that matters to industry leaders.
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State regulators accused the wealth management giant of charging customers commissions of $75 or more for small equities transactions.
July 11
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All customers with more than $1 million in assets have been automatically enrolled into a pair of new service plans.
July 11
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Amid a low tide of deals, the giants continue to identify RIAs and other firms giving them more scale and new capabilities.
July 11
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Advisors seeking to sell their firms will find buyers that are increasingly focused on larger practices.
July 10
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Following a Supreme Court ruling banning race-conscious college admissions, some advisors fear that RIAs will step back from their DEI initiatives.
July 10
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Drew Tignanelli argues that financial advisors should be subject to the more rigorous professional and educational standards governing doctors and accountants.
July 10
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A small tweak to business practices could earn many firms in the industry much more in income, and it's hiding in plain sight.
July 7
