Practice and Client Management News
Financial Planning's Practice and Client Management coverage includes essential advisor-level strategy and operational insight for firms and solo practitioners. Read how elite advisors build retention-driven practices, manage high net worth relationships and operationalize growth frameworks that go beyond rudimentary 101 topics. Learn the latest financial planning news from expert reporting and analysis that matters to industry leaders.
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Firms should be looking to build out a “data lake,” says the firm’s CTO.
July 17
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The SEC’s 564-page rule shows the new disclosure could prove time-consuming, even vexing, for firms.
July 17
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The bank has been slashing expenses, but executives acknowledged they remain high. Between having to hire thousands of compliance employees and waiting on the next CEO to be named, investments in new technology or other long-term growth are limited.
July 16
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Before saving for retirement, young investors are advised to pay down high-interest debts and build an emergency fund, an expert says.
July 16
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With 7 million accounts and more than $400 billion in assets, Karl Roessner’s firm can be selective as it expands into wealth management.
July 16
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The interim CEO told analysts Tuesday that the company remains committed to hiring an outsider who isn't connected to its scandals of recent years.
July 16
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The brokerage may pay about $2 billion for the additional advisory clients, according to reports.
July 15
