Regulation

With clients anxious after all the negative ads, advisers have some explaining to do.

A federal court in Texas, which has sided against the DoL in recent cases, is scheduled to hear arguments later this year on whether department overstepped its bounds with new rule.

5 steps for advisers to take in the next six months to ensure post-DOL success.

JPMorgan Chase, which acquired the company in 2008, is still trying to get insurers to foot part of the bill.

The party supports a financial transaction tax to rein in "excessive speculation" and fast traders that have "threatened financial markets."

Don’t become commoditized in the wake of the fiduciary rule; be the disruptor.

The bill was for 220 hours of attorney's work, which the judge called "excessive on its face" for a case that included no oral arguments.

The firm admitted to wrongdoing, saying the incomplete trading data was due to a computer coding error.

Several of Dawn Bennett's clients suffered major investment losses, "with two losing $1 million and $17.6 million," according to the SEC.

A new asset management record for Vanguard is another reminder to the mutual fund industry that cost is fast becoming the determining factor to an offering’s success.