RIAs

The new recruits include a 34-year industry veteran.

The company’s new self-guided tool will generate a plan for clients in as little as 15 minutes.

The new information sheds light on how an industry leader is grappling with one of the profession’s most pressing issues.

Successful entrepreneurs see themselves in advisors who show creativity, resourcefulness and guts during this tough time — and they’ll remember.

The new additions oversaw more than $275 million at their former employers.

The regulator charged a $1.4 billion hybrid firm over disclosure of its cash sweep arrangements with its clearing firm.

If the court ends up making this choice, intended family members may lose out — all for want of filling out a one-page form.

The latest roundup of news in the IBD and RIA channels comes in a time of economic turmoil and big transactions.

The aggregator thinks it’s found a sweet spot sharing revenues with firms it acquires, says CEO Bob Oros.

During Andy Kalbaugh’s tenure with the No. 1 IBD, its headcount grew by more than 50% to nearly 17,000 reps.