RIAs

Wells Fargo, Baird, Avantax, Kestra, Janney Montgomery Scott, IRAs, Derek Jeter and other news this week in financial advice.

Harvest’s micro-saving and investing technology is designed to turn spenders into savers, and eventually into investors.

Our annual analysis of core compensation components at wirehouses, regional and national BDs.

The largest brokerages typically make comp changes that are ‘evolutionary, rather than revolutionary.’

The company has experienced “dramatic increases” in new customers, call and trading volumes.

The deal to buy Wealthstreet Investment Advisors marks half a dozen since the RIA roll-up received a PE investment last year.

The police, FBI, SEC and IRS, among other agencies, have been trying to track ex-advisor Chris Burns for months, to no avail.

After the Schwab-TD merger, rival firms are re-thinking the settlement process, testing new pricing models, and improving advisor efficiency and service. Is David sprinting past Goliath?

The recruit oversaw more than $650 million in client assets while at his former employer.

Keith Beverly, one of a handful of Black CFP-CFA holders, is pushing to mint more.