-
Among our findings, advisors are (finally) embracing chatbots and robo advisors.
May 31
-
The change is one of several made to the board’s disciplinary reporting process following a report by an independent task force that found “systemic, long-standing, governance-level weaknesses.”
May 29
-
The moves also indicate advisors are more willing to make a career change following a recruiting slowdown due to the coronavirus.
May 28
-
The firm experienced record call volumes earlier this year.
May 28
-
More than 300 reps have switched BDs so far this year, with LPL and Cambridge Investment Research completing the two largest grabs.
May 27
-
The team is staffing a new office in California for the boutique wealth manager.
May 27
-
A planner's casual query about his workspace prompted a rousing discussion in an online chatroom. The conclusions that emerged suggest a reimagined physical and virtual space for planners to meet clients.
May 27
SEI -
Planner Lazetta Braxton explains what allies can do to reduce the fear and heartbreak that comes from working in a predominately white profession.
May 26
2050 Wealth Partners -
A former craft brewer and an ex-rugby star went indie with Gladstone Financial Resources Group.
May 26
-
Firms founded by Jason Wenk allegedly failed to oversee a former advisor accused of investing clients in unregistered securities.
May 22
