Risk management

The TAMP and third-party money manager for 95 advisors launched an SMA thanks to the transition.

Stock Protection Funds could mitigate single-stock risk, but are they worth the fees?

OCIE puts advisors on notice about widespread use of misleading claims and failures of disclosure.

Advisors are just one tool in the box.

Some platforms are promoting their approaches to attract more sophisticated young investors.

There are two that hold stocks that have boosted dividends for 20 years or more.

Taking a 20-year outlook is the best way to make gains, says Lipper number cruncher Tom Roseen.

There are ways to prompt a more accurate “risk answer.” Instead of framing losses as a percent, use dollar terms to drive the point home.

For a solution, look to deficiencies found in the Markowitz model, one manager says.

For clients who crave consistency and aren’t trying to blow the doors off, these funds are worth a look.